Regulatory Disclosures

Sun Global Investments Limited is authorized and regulated by the Financial Conduct Authority. Its affiliate, Sun Global Investments (Middle East) Limited,  located in DIFC district, Dubai is authorized and regulated by the Dubai Financial Services Authority, DFSA Licence Number F002861.

(https://www.dfsa.ae/public-register/firms/sun-global-investments-middle-east-limited)

Sun Global Investments (Middle East) Limited (Regulatory Disclosures):

Sun Global Investments (Middle East) Limited is a company limited by shares incorporated in the Dubai International Financial Centre (“DIFC”) and regulated by the Dubai Financial Services Authority (“DFSA”). The Company is licensed to offer financial services such as advising on credit and financial products, arranging credit, custody and deals in investments. These services are limited to Professional Clients and Market Counterparties with sufficient financial experience and understanding of financial markets, products or transactions and any associated risks, as defined under the DFSA Conduct of Business Module.

This document must not be regarded as independent research and has been prepared by Sun Global Investments Limited for information purposes only.

Sun Global and its directors, employees, agents and consultants shall have no liability for any statements, opinions, information or matters arising out of, contained in or derived from, or any omissions from, this information package.

All recipients of this information should make their own independent evaluations, should conduct their own investigation and analysis and should check the accuracy. Reliability and completeness of the information.

Investments discussed in this publication may not be suitable for all investors. Advice should be sought from a professional and authorised financial adviser regarding any investment products discussed in this publication before investments are made.

Where this information package summarized the provisions of any other documents, that summary should not be relied upon and the relevant documentation must be referred to for its full effect.

This document is not directed to, nor intended for distribution or use by, any person or entity in any jurisdiction or country where the publication or availability of this document or such distribution or use would be contrary to local law or regulation, including the USA.

It may not be reproduced or disclosed, in any part, to any other person without prior written consent Sun Global may have positions which are opposite to clients’ positions as part of Sun Global’s proprietary trading operations.

For RTS 28 disclosures, please contact: enquiries@sunglobal.co.uk